ACCT3106 Management control [Section 1A, 2024]
Please go the the ACCT3106 Combined Moodle Page for course materials. Thank you.
Please go the the ACCT3106 Combined Moodle Page for course materials. Thank you.
The "Enrol me" button invokes the function for previewing Moodle course content during the add/drop period before you officially enrolling the corresponding course in SIS. The function is solely used for viewing Moodle course content and does NOT enrol you on the course. Course enrolment must be done in SIS by 6 Feb 2024.
The "Enrol me" button invokes the function for previewing Moodle course content during the add/drop period before you officially enrolling the corresponding course in SIS. The function is solely used for viewing Moodle course content and does NOT enrol you on the course. Course enrolment must be done in SIS by 6 Feb 2024.
Please check out the instructions on the Course info page should you wish to enrol in this course.
Once your Preliminary Application has been approved, you would be granted access into this Moodle site.
Please check out the instructions on the Course info page should you wish to enrol in this course.
Once your Preliminary Application has been approved, you would be granted access into this Moodle site.
This course introduces various technologies and tools that are useful for software development, including Linux, C++ STL, C , shell scripts and Python.
This is a self-learning course (flipped class), we will provide learning materials for you to follow. Instructors and teaching assistants are available in the laboratories as facilitators and provide assistant to help your learning.
Students are required to follow the learning materials in the laboratory sessions and submit in class exercises every week, and work on daily programming practices every weekday.
This Moodle course page is for the courses COMP3410 and COMP3412 to collect training reports. Students who are taking
should submit their training reports through this Moodle page.
This Moodle course page is for the courses COMP3410 and COMP3412 to collect training reports. Students who are taking
should submit their training reports through this Moodle page.
This moodle course page is for the courses COMP3412 to collect training reports. Students who are taking
should submit their training reports through this system.
This moodle course page is for the courses COMP3412 to collect training reports. Students who are taking
should submit their training reports through this system.
This moodle course page is for the course COMP3412 to collect training reports. Students who are taking
should submit their training reports through this system.
This moodle course page is for the courses COMP3412 to collect training reports. Students who are taking
should submit their training reports through this system.
This moodle course page is for the courses CSIS1412 and COMP3412 to collect training reports. Students who are taking
should submit their training reports through this system.
TITLE : COURSE LABORATORY
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The course laboratory sessions is ready for booking from 5 Sept(Wed) till 28 Sept.
Please visit the following link for booking :
https://www.eee.hku.hk/~ugsnew
Please enroll "ALL" the course laboratories listed.
- study the lab sheet before attend the laboratory session
- attend the lab sessions on time
- submit the lab reports through Moodle within 2 weeks after your lab.
Please note that fail in the practice works would lead to fail in the course.
**If you have enrolled the lab session BUT drop the course, please remove your booking for others.
If you have any problem, please contact wycheung@eee.hku.hk for arrangement.
This is the moodle home of ELEC3342. For Course information, please refer to
This is the moodle home for ELEC3441. Please refer to the course main website at https://www.eee.hku.hk/~elec3441 for more information.
This is the moodle page for ELEC3441/2401. All course-related materials can be found from the course homepage:
http://www.eee.hku.hk/~elec3441
We will use this moodle site only for homework submission later in the semester.
This is the Moodle page for ENGG1203. We use this page for homework submission only. For information about the course (e.g. to download lecture notes), go to the official course website at:
This is the Moodle home of ENGG1203. We use moodle only for labs and homework submission. For course information, please visit the course home page at:
http://www.eee.hku.hk/~engg1203
This is the Moodle home of ENGG1203. The main web site of ENGG1203 can be found here:
This is the Moodle home of ENGG1203, 2st semester, 2014-15.
The main website of this course is at: http://www.eee.hku.hk/~engg1203
Use this site for labs and homework submission.
Welcome to ENGG1330 Computer Programming I
This is an introductory course designed for first-year engineering students to learn about computer programming.
Students will acquire basic Python programming skills, including syntax, identifiers, control statements, functions, recursions, strings, lists, dictionaries, tuples, and files.
Searching and sorting algorithms, such as sequential search, binary search, bubble sort, insertion sort and selection sort, will also be covered.
This is a self-learning course. In this flipped "classroom", we will deliver you instructional content, either online or offline, to facilitate your study.
Instructors and teaching assistants are available in their corresponding "consultation hour" and "help session" to answer your questions and help you with your learning.
Participants are REQUIRED to finish the checkpoint of each module. The detail of other evaluations including three Assignments, two Written Quizzes, one Course Project and the final exam will be announced in due course.
The "Enrol me" button invokes the function for previewing Moodle course content during the add/drop period before you officially enrolling the corresponding course in SIS. The function is solely used for viewing Moodle course content and does NOT enrol you on the course. Course enrolment must be done in SIS by 6 Feb 2024.
Semester 1, 2024: Thursdays, 6:30 p.m. to 9:30 p.m. (CPD-3)
Summary
Combining theory with practice, this course focuses on the laws, regulations and policies that affect the banking industry, as well as the key legal documents used in banking transactions.
Beginning with an introduction to the fundamental concepts of banks and their operations, we explore the evolution of global banking regulations, focusing on capital, liquidity and prudential requirements as well as resolution regimes for banks and other financial institutions.
Our journey then takes a closer look at Hong Kong’s legal and regulatory framework for banking and financial services, ensuring students are well-versed in both global and local banking laws and regulations.
Next, we delve into real-world banking transactions with an emphasis on legal documentation and drafting techniques. Through a detailed case study of syndicated loan agreements, students will gain hands-on experience in crafting and negotiating legal documents. This practical approach continues as we look at other topics such as security interests, guarantees and derivatives.
As the global banking landscape continues to evolve, we consider contemporary issues such as digital assets, central bank digital currencies (“CBDCs”), tokenisation as well as Environmental, Social and Governance (“ESG”) issues in the banking sector. In the wake of the 2023 banking turmoil, we also explore the role of bank deposits and deposit insurance in the financial system.
By the end of this course, students will not only understand the key legal and regulatory principles in the field of banking, but will also acquire practical skills in analysing, drafting and negotiating key agreements used in banking transactions. These analytical and practical skills are highly transferrable to other areas of law.
About the lecturer
This course is taught by Andrew Fei, a partner in the Banking and Finance department at King & Wood Mallesons in Hong Kong. Andrew has over a decade of experience in the areas of financial regulation, syndicated loans, structured finance, derivatives, fintech, digital assets, capital markets and securitisation. Andrew has advised many major financial institutions, corporates and fintech companies on a wide range of innovative structured finance transactions, cross-border derivatives transactions, close-out netting and collateral arrangements, syndicated financing transactions, Basel III regulatory capital instruments, securities financing transactions, financial regulatory matters as well as digital assets-related transactions and arrangements.
Andrew was named “Rising Star Partner” in Capital markets: Structured finance and securitisation by IFLR1000 in 2023 and “Leading Lawyer” in Capital Markets: Securitisation & Derivatives by Chambers Greater China Region Guide in 2024. Andrew has been quoted as an expert on various banking and finance matters in the international press, and frequently speaks and writes on these topics.
Course Overview
Aims and Objectives
The overall aim of this course is to provide students with a solid understanding of the laws, regulations and policies that affect the banking industry, as well as the key legal documents used in banking transactions.
The key objectives of the course are as follows:
1. Comprehensive Understanding: To provide students with a comprehensive understanding of banking law and practice, covering both theoretical concepts and practical applications.
2. Regulatory Knowledge: To equip students with a deep understanding of evolving global banking laws, policies and regulations, with a particular focus on capital, liquidity, and prudential requirements.
3. Legal Skills Development: To enhance students' practical legal skills, particularly in analysing and drafting legal documents related to banking transactions, including loans, security agreements and guarantees.
4. Critical Analysis: To encourage students to critically analyse legal and regulatory issues in the banking sector, especially in the context of recent market and regulatory developments.
5. Industry Relevance: To ensure that students are well-prepared to address contemporary challenges in banking law, including those related to digital assets, ESG and the aftermath of recent banking crises.
Teaching / Learning Methodology / Methods
The course is organised in a traditional lecture / seminar format, based on the application of international and domestic laws, principles and regulations in Hong Kong. Student participation is encouraged and will form part of the learning experience through class participation.
Course Organisation / Coverage
The course is organised to focus on the business of banking, global regulatory standards, the regulatory framework in Hong Kong, legal documents for banking transactions as well as future legal and regulatory trends in banking.
Course Outcomes
At the end of the course, students should:
Reading list
Supplemental reading
Other useful resources / materials are publicly available and can be found on the following websites:
Relevant Laws and Other Materials
The course will begin by addressing the development and application of global banking standards, which are largely based on non-binding (but highly technical and prescriptive) standards developed by international bodies such as the Basel Committee and the FSB. Later in the course, there will be a focus on Hong Kong ordinances and the application of common law principles. Frequent use will be made of Hong Kong and international statutes, case law and international standards throughout the course.
Assessment
The course assessment will be based on a combination of:
The take-home exam will be graded based on quality of legal analyses, written expression and demonstrated familiarity with course materials / lectures / class presentations and subject-matter. If handed in late, your exam paper will be penalised at the rate of 5 points out of 100 per day and will not be accepted later than 7 calendar days after the deadline.
The Law Faculty’s rules prohibiting cheating, plagiarism and taking unfair advantage apply strictly to both written assignments and exam papers.
No plagiarism, etc.
Note that all written work will be run through plagiarism detection software as part of the submission process.
Attendance
Regular class attendance and class participation is expected. Generally, one does not meet this standard through conspicuous and regular absence or through inadequate class preparation. In addition, the structure of this class as a lecture / seminar encourages participation by students.
Preparation
Each student should read assigned resources and undertake (if requested) any additional reading specifically required for a particular pre-assigned topic.
Seminar No. 1: Course Outline; Introduction to Banks and the Business of Banking
[Date: Thursday, 12 September]
In this session, we will explore the fundamental roles and functions of banks within the financial system. We will examine the various types of banks, including commercial banks, investment banks, policy banks, digital banks and central banks, and their unique contributions to the economy. Key concepts such as lending, borrowing, risk management, and financial intermediation will be discussed. This session will also introduce the basic structure and operations of a typical bank, setting the stage for more detailed study in subsequent modules.
Compulsory reading:
Recommended reading:
Seminar No. 2: Evolution of Global Banking Regulation: Capital, Liquidity and Prudential Standards
[Date: Thursday, 19 September]
This session will trace the historical development of global banking regulations, focusing on the critical areas of capital adequacy, liquidity requirements and prudential oversight. We will review significant regulatory frameworks such as Basel I, II, III, and more recent Basel prudential regulatory developments. The impact of these regulations on banking practices and financial stability will be analysed, with attention to how they aim to prevent financial crises. Real-world examples will illustrate the challenges and successes of implementing these regulatory standards across different jurisdictions.
Compulsory reading:
Recommended reading:
Seminar No. 3: Hong Kong Banking Law and Regulatory Principles
[Date: Thursday, 26 September]
In this module, we will delve into the specific legal and regulatory environment governing banks in Hong Kong. Key regulatory bodies, such as the HKMA and the SFC, and their roles will be discussed. We will examine the Banking Ordinance and other relevant legislation that outline the legal framework for banking operations and the provision of other types of financial products and services in Hong Kong. This module will also cover recent regulatory developments and their implications for banks operating in Hong Kong.
Compulsory reading:
Recommended reading:
Seminar No. 4: Bank Deposits, Deposit Insurance and Bank Resolution in the Aftermath of the 2023 Banking Turmoil
[Date: Thursday, 3 October]
This session will focus on the importance of bank deposits and the mechanisms in place to protect them, particularly in light of the 2023 banking turmoil. We will discuss the concept of deposit insurance, its role in maintaining depositor confidence, and how it operates in Hong Kong compared to other major financial centres. Case studies from the 2023 crisis will be used to highlight the effectiveness and limitations of current deposit insurance schemes and potential reform proposals. We will also consider the topic of the orderly resolution of banks and other financial institutions, including how the resolution process compares with court-led bankruptcy/insolvency proceedings.
Compulsory reading:
Recommended reading:
Seminar No. 5: Legal Documents and Drafting Techniques: Syndicated Loan Agreement Case Study (Part 1)
[Date: Thursday, 10 October]
Starting with this session, we shift gears from theory towards practice. In the first part of this case study, we will introduce the structure and key components of a syndicated loan agreement. Students will learn about the roles of different parties to the agreement, and their legal relationships with each other. We will dissect the major clauses in a typical syndicated loan agreement, focusing on terms related to interest, payment mechanisms, representations and undertakings. Practical drafting tips and common pitfalls will be discussed to equip students with the basic skills needed to draft and negotiate loan agreements.
Compulsory reading:
Recommended reading:
Seminar No. 6: Legal Documents and Drafting Techniques: Syndicated Loan Agreement Case Study (Part 2)
[Date: Thursday, 24 October]
Continuing from the previous session, this module will delve deeper into the drafting and negotiation techniques involved in a syndicated loan agreement. We will focus on common definitions and clauses and will consider common drafting techniques that are used to ‘close’ loopholes and make the provisions ‘future proof’. This hands-on approach will help students develop a nuanced understanding of the legal and commercial aspects of loan documentation.
Compulsory reading:
Recommended reading:
Seminar No. 7: Security Interests and Guarantees in Banking Transactions
[Date: Thursday, 31 October]
In this session, we will explore the legal concepts and practical applications of security interests and guarantees in banking transactions. We will discuss the various types of security interests, focussing on charges and mortgages, and how they are created and perfected under Hong Kong law. The role of guarantees in mitigating credit risk will also be examined. Case studies will illustrate common issues and solutions in securing loans and other financial transactions.
Compulsory reading:
Recommended reading:
The following chapters of Goode and Gullifer on Legal Problems of Credit and Security (7th Edition):
Seminar No. 8: Derivatives – Regulation and Legal Documentation
[Date: Thursday, 7 November]
This session will consider the world of derivatives, focusing on their regulation and related legal documentation. We will explain the different types of derivative instruments, such as forwards, options and swaps, and their use for risk management and speculative/investment purposes. The regulatory framework for derivatives in Hong Kong and globally will be analysed, highlighting key regulatory themes. Students will also learn about the International Swaps and Derivatives Association (“ISDA”) Master Agreement and other standard legal documents used in derivative transactions.
Compulsory reading:
Recommended reading:
Seminar No. 9: Digital Assets and Banking Regulation
[Date: Thursday, 14 November]
In this session, we will examine the emerging field of digital assets and their interaction with the banking system. Topics will include cryptocurrencies, stablecoins, central bank digital currencies (“CBDCs”) and tokenisation, along with the legal and regulatory issues they pose. We will discuss how banks are adapting to the rise of digital assets, including issues related to custody, consumer protection and regulatory capital treatment. The role of regulatory sandboxes and other innovative approaches to regulation will also be explored.
Compulsory reading:
Recommended reading:
Seminar No. 10: ESG and Banking
[Date: Thursday, 21 November]
This session will focus on the growing importance of environmental, social, and governance (“ESG”) issues to the banking sector. We will discuss how ESG considerations are reshaping the banking industry, from lending practices to risk management and regulatory compliance. We will then take a deeper dive into green loans, sustainability-linked loans and sustainability-linked derivatives from a legal documentation perspective.
Compulsory reading:
Recommended reading:
Seminar No. 11: Putting It All Together: Recent Market and Regulatory Developments
[Date: Thursday, 28 November]
In this session, we will synthesize the key themes and lessons from the course by examining recent market and regulatory developments in the banking sector. We will analyse current trends, such as the impact of technological innovation, regulatory changes, and macroeconomic factors on banks. Case studies of significant events and regulatory responses will be used to illustrate how theoretical concepts are applied in practice. This session will also provide an opportunity for students to explore future challenges and opportunities in banking law.
Compulsory reading:
Recommended reading:
Welcome to the MBBS Moodle. This site provides online resources and teaching materials for the MBBS program at our HKUMed. On this Moodle site, you will find learning modules, lectures, and assignments organized by course and year of study. The goal is to complement face-to-face teaching by providing additional learning materials that can be accessed from anywhere via the Internet. We hope you find this Moodle Home a useful tool to support you in your studies.
The "Enrol me" button invokes the function for previewing Moodle course content during the add/drop period before you officially enrolling the corresponding course in SIS. The function is solely used for viewing Moodle course content and does NOT enrol you on the course. Course enrolment must be done in SIS by 6 Feb 2024.